Removal and Prohibition Orders

The following Orders of Removal/Prohibition have been issued by the Commissioner of Finance:

  • Dougherty - Order of Prohibition issued against Megan Lea Dougherty, prohibiting her from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective September 19, 2024.
  • Berhorst - Order of Prohibition issued against Brian J. Berhorst, prohibiting him from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective March 30, 2021.
  • Bouse - Order of Prohibition issued against Rick W. Bouse, prohibiting him from participating in any manner in the conduct of the affairs of any bank, savings or trust institution supervised by the Director of the Division of Finance, effective June 12, 2006.
  • Burk - Order of Prohibition issued against Shirley J. Burk, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 2, 2007.
  • Bridges - Order of Prohibition issued against Terry Bridges, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 10, 2007.
  • DeLong - Order of Prohibition issued against Rich DeLong, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 10, 2007.
  • Enders - Order of Prohibition issued against Paula Enders, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 10, 2007.
  • Flanigan - Order of Prohibition issued against Kevin Flanigan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective June 19, 2008.
  • Garcia - Order of Revocation issued against Robert M. Garcia, preventing him from participating in any manner in the conduct of the affairs or governance of any mortgage loan originator licensed under Chapter 443 RSMo, effective July 20, 2012.
  • Geoghegan - Order of Prohibition issued against Dennis Geoghegan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any bank, or any other entity supervised by the Division of Finance, effective December 25, 2009.
  • Gregg - Order of Prohibition issued against Richard T. Gregg, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective June 14, 2011.
  • Hagan, Richard - Order of Prohibition issued against Richard R. Hagan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective November 15, 2007.
  • Hagan, Terry - Order of Prohibition issued against Terry L. Hagan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective October 17, 2007.
  • Hall - Order of Prohibition issued against Randy L. Hall, prohibiting him from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 5, 2007.
  • Hancock - Order of Prohibition issued against Prentice Hancock, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective July 21, 2008.
  • Higgins - Order of Prohibition issued against Linda Higgins, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective February 19, 2009.
  • Kassebaum, Cheryl - Order of Prohibition issued against Cheryl Kassebaum, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 31, 2007.
  • Kassebaum, Scott - Order of Prohibition issued against Scott A. Kassebaum, prohibiting him from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 3, 2007.
  • Lane - Order of Prohibition issued against Perry Lane, prohibiting him from participating in any manner in the conduct of the affairs of any bank, savings or trust institution supervised by the Director of the Division of Finance, effective October 18, 2006.
  • Lloyd III - Order of Revocation issued against Franklin D. Lloyd III, preventing him from participating in any manner in the conduct of the affairs or governance of any mortgage loan originator licensed under Chapter 443 RSMo, effective August 26, 2021.
  • Penberthy - Order of Prohibition issued against Randy Penberthy, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective October 19, 2007.
  • Rakel - Order of Prohibition issued against Christopher R. Rakel, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective March 18, 2009.
  • Richardson - Order of Prohibition issued against Joseph E. Richardson, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective January 8, 2008.
  • Sanders - Order of Prohibition issued against Steven D. Sanders, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective September 28, 2007.
  • Schmidt, Jamie - Order of Prohibition issued against Jamie W. Schmidt, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective July 31, 2008.
  • Schmidt, Steve - Order of Prohibition issued against Steve S. Schmidt, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 27, 2007.
  • Steiner - Order of Prohibition issued against Kelley L. Steiner, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 19, 2009.
  • Teeter - Order of Prohibition issued against Jorge T. Teeter prohibiting him from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective May 2, 2022.
  • Thompson - Order of Prohibition issued against Jeffrey W. Thompson, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 21, 2007.
  • Vacey - Order of Prohibition issued against John Vacey, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective July 29, 2008.

Removal / prohibition orders issued by other regulators

Federal regulatory agencies all have removal / prohibition authority, which applies to all federally insured depository institutions in the United States and its territories. Each of those regulatory agencies makes such information publicly available, including Internet publication. The following links allow you to search regulatory actions, including removal / prohibitions, issued by the respective regulator:

The following Removal/Prohibition Orders issued by other regulators have Missouri implications:

  • Anderson - Section 19 Prohibition letter issued to Chloe Anderson informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, effective May 2, 2023.
  • Bade - Section 19 Prohibition letter issued to Bridget C. Bade informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc. effective March 30, 2016.
  • Black - Order of Prohibition from Further Participation issued against Thelma F. Black, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective July 20, 2012.
  • Boulais - Order of Prohibition from Further Participation issued against Tammy R. Boulais, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective September 23, 2009.
  • Bouse - Order of Prohibition issued against Rick W. Bouse, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured depository institution, effective July 18, 2007.
  • Brackett - Section 19 Prohibition letter issued to Anita C. Brackett informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective May 23, 2011.
  • Bridges - Order of Prohibition from Further Participation issued against Terry A. Bridges, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective December 16, 2008.
  • Brown - Order of Prohibition from Further Participation issued against Katherine N. Brown, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective April 25, 2016.
  • Calvert - Order of Prohibition from Further Participation issued against Laurine K. Calvert, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective December 1, 2010.
  • Chanaba - Section 19 Prohibition letter issued to Angela M. Chanaba informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective January 9, 2009.
  • Coon - Order of Prohibition from Further Participation issued against Phillip William Coon, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective May 15, 2009.
  • Couch - Order of Prohibition from Further Participation issued against K. Chris Couch, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective October 20, 2011.
  • Cox - Order of Prohibition from Further Participation issued against Brian J. Cox, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, etc., effective March 3, 2017.
  • Crail - Order of Prohibition from Further Participation issued against Stacey L. Crail, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective January 30, 2019.
  • Curry - Order of Prohibition from Further Participation issued against Craig R. Curry, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, etc., effective July 3, 2012.
  • Davidson – Order of Prohibition from Further Participation issued against Karla S. Davidson, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, etc., effective May 22, 2015.
  • DeLong - Order of Prohibition issued against Richard N. DeLong prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured depository institution, effective August 1, 2007.
  • Duncan - Order of Prohibition from Further Participation issued against Donis G. Duncan, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective June 18, 2008.
  • Duvall - Section 19 Prohibition letter issued to Capri Duvall informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, effective May 2, 2023.
  • Earley - Order of Prohibition from Further Participation issued against Janelle M. Earley, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, etc., effective August 14, 2014.
  • Eddington - Order of Prohibition from Further Participation issued against Irvin R. Eddington Jr., prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective November 28, 2012.
  • Emery - Order of Prohibition from Further Participation issued against Diana Emery, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, etc. effective August 18, 2015.
  • Fletcher - Section 19 Prohibition letter issued to Robert G. Fletcher, Jr. informing him that he is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective June 15, 2011.
  • Flippin - Order of Prohibition from Further Participation issued against Angela L. Flippin, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, etc. effective June 5, 2019.
  • Freeman - Order of Prohibition from Further Participation issued against Mark D. Freeman, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective December 20, 2012.
  • Gentile - Order of Prohibition from Further Participation issued against Jenny R. Gentile, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective February 8, 2008.
  • Gosling - Order of Prohibition from Further Participation issued against Darren M. Gosling, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, etc. effective June 14, 2019.
  • Gregg, Richard T. - Order of Prohibition from Further Participation issued against Richard T. Gregg, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, effective July 12, 2013.
  • Gunter - Order of Prohibition from Further Participation issued against Jennifer A. Gunter, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective November 25, 2014.
  • Hayes - Order of Prohibition from Further Participation issued against Shaun R. Hayes, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, effective December 30, 2013.
  • Higgins - Order of Prohibition from Further Participation issued against Linda C. Higgins, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective June 21, 2010.
  • Huffman - Order of Prohibition from Further Participation issued against William Michael Huffman, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, effective March 14, 2007.
  • Hurd - Section 19 Prohibition letter issued to Keith Hurd informing him that he is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective August 31, 2009.
  • Isringhaus - Section 19 Prohibition letter issued to Gregory D. Isringhaus informing him that he is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective November 3, 2008.
  • Jones - Order of Prohibition from Further Participation issued against Caleb T. Jones, prohibiting him from participating in any manner in the conduct of any insured depository institution, etc., effective February 27, 2019.
  • Kahle - Section 19 Prohibition letter issued to Jenni Lynn Kahle informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective July 21, 2015.
  • Kirby - Order of Prohibition from Further Participation issued against Leslie Kirby, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective April 30, 2014.
  • Lane - Order of Prohibition issued against Perry D. Lane, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured Depository institution, effective January 30, 2007.
  • Lehnen - Order of Prohibition from Further Participation issued against Candida S. Lehnen, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective December 30, 2013.
  • Levesque - Order of Prohibition from Further Participation issued against Deborah M. Levesque, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective February 8, 2008.
  • Lopez - Section 19 Prohibition letter issued to Monica Lopez informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective June 15, 2011.
  • McCane - Section 19 Prohibition letter issued to Stephanie Ann McCane informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, effective June 10, 2016.
  • McMinn - Order of Prohibition from Further Participation against Mark S. McMinn, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, effective September 17, 2008.
  • McReynolds - Order of Prohibition from Further Participation issued against Frank B. McReynolds, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective October 20, 2011.
  • Murphy - Order of Prohibition from Further Participation issued against Timothy P. Murphy, prohibiting him from participating in any manne in the conduct of the affairs of any financial institution, effective December 30, 2013.
  • Muskrat - Order of Prohibition from Further Participation issued against Kayla Muskrat, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective October 20, 2011.
  • Myers - Order of Prohibition issued against Deborah J. Myers, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc. effective March 12, 2020.
  • Norman - Order of Prohibition from Further Participation issued against Sydney N. Norman, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective December 11, 2018.
  • Posten - Order of Prohibition from Further Participation issued against Troy W. Posten, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective November 10, 2010.
  • Reese – Section 19 Prohibition letter issued to Melinda L. Reese informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective February 13, 2015. 
  • Richardson - Order of Prohibition from Further Participation issued against Kendra E. Richardson prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc. effective June 28, 2021.
  • Rosenthal - Order of Prohibition from Further Participation issued against Scott B. Rosenthal, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective October 20, 2011.
  • Saenz - Section 19 Prohibition letter issued to Victoria D. Saenz informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective June 3, 2011.
  • St. Clair - Order of Removal from Office and Prohibition from Further Participation against Wanda F. St. Clair, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective March 14, 2007.
  • Sanders - Order of Prohibition from Further Participation issued against Steven D. Sanders, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, effective September 12, 2008.
  • Schieferle - Order of Prohibition from Further Participation issued against Heather R. Schieferle, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective August 7, 2007.
  • Schmidt, Jamie  - Order of Prohibition from Further Participation issued against Jamie Schmidt, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective March 16, 2010. 
  • Schmidt, Steven  - Order of Prohibition from Further Participation issued against Steven Schmidt, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective March 10, 2010.
  • Smith – Order of Prohibition from the Banking Industry was issued against Kathryn Smith, prohibiting her from further or continuing participation with respect to banking organizations or credit unions, effective October 4, 2016.
  • Smith, Keith – Order of Prohibition from Further Participation issued against Keith R. Smith, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective July 5th, 2017.
  • Spillman – Order of Prohibition from Further Participation issued against Matthew D. Spillman, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, etc., effective February 2, 2015.
  • Steiner - Order of Prohibition from Further Participation issued against Kelley L. Steiner, prohibiting her from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective June 21, 2010.
  • Thompson - Order of Prohibition from Further Participation issued against Jeffrey E. Thompson, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution, etc., effective March 16, 2010.
  • Turkcan - Section 19 Prohibition letter issued to Mark T. Turkcan informing him that he is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective July 31, 2009.
  • Vanderpool - Order of Prohibition from Further Participation against Michelle D. Vanderpool, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective November 25, 2014.
  • Weaver - Section 19 Prohibition letter issued to Sue A. Weaver informing her that she is prohibited from further or continuing participation in any manner in the conduct of the affairs of any financial institution, etc., effective November 22, 2010.
  • Woods - Order of Prohibition issued against Darryl Woods, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured depository institution, or any subsidiary of such holding company, effective April 15, 2014.