Orders of Removal/Prohibition Issued by the Commissioner of Finance
Berhorst - Order of Prohibition issued against Brian J. Berhorst, prohibiting him from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective March 30, 2021.
Bouse - Order of Prohibition issued against Rick W. Bouse, prohibiting him from participating in any manner in the conduct of the affairs of any bank, savings or trust institution supervised by the Director of the Division of Finance, effective June 12, 2006.
Burk - Order of Prohibition issued against Shirley J. Burk, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 2, 2007.
Bridges - Order of Prohibition issued against Terry Bridges, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 10, 2007.
Brock - Order of Prohibition issued against Renee Faye Brock, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 4, 2026.
DeLong - Order of Prohibition issued against Rich DeLong, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 10, 2007.
Dougherty - Order of Prohibition issued against Megan Lea Dougherty, prohibiting her from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective September 19, 2024.
Enders - Order of Prohibition issued against Paula Enders, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 10, 2007.
Flanigan - Order of Prohibition issued against Kevin Flanigan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective June 19, 2008.
Garcia - Order of Revocation issued against Robert M. Garcia, preventing him from participating in any manner in the conduct of the affairs or governance of any mortgage loan originator licensed under Chapter 443 RSMo, effective July 20, 2012.
Geoghegan - Order of Prohibition issued against Dennis Geoghegan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any bank, or any other entity supervised by the Division of Finance, effective December 25, 2009.
Gregg - Order of Prohibition issued against Richard T. Gregg, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective June 14, 2011.
Hagan, Richard - Order of Prohibition issued against Richard R. Hagan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective November 15, 2007.
Hagan, Terry - Order of Prohibition issued against Terry L. Hagan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective October 17, 2007.
Hall - Order of Prohibition issued against Randy L. Hall, prohibiting him from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 5, 2007.
Higgins - Order of Prohibition issued against Linda Higgins, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective February 19, 2009.
Kassebaum, Cheryl - Order of Prohibition issued against Cheryl Kassebaum, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 31, 2007.
Kassebaum, Scott - Order of Prohibition issued against Scott A. Kassebaum, prohibiting him from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 3, 2007.
Kirchner - Order of Prohibition issued against Ashley Kirchner, prohibiting her from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective January 8, 2025
Lane - Order of Prohibition issued against Perry Lane, prohibiting him from participating in any manner in the conduct of the affairs of any bank, savings or trust institution supervised by the Director of the Division of Finance, effective October 18, 2006.
Lloyd III - Order of Revocation issued against Franklin D. Lloyd III, preventing him from participating in any manner in the conduct of the affairs or governance of any mortgage loan originator licensed under Chapter 443 RSMo, effective August 26, 2021.
Penberthy - Order of Prohibition issued against Randy Penberthy, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective October 19, 2007.
Rakel - Order of Prohibition issued against Christopher R. Rakel, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective March 18, 2009.
Richardson - Order of Prohibition issued against Joseph E. Richardson, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective January 8, 2008.
Sanders - Order of Prohibition issued against Steven D. Sanders, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective September 28, 2007.
Schmidt, Jamie - Order of Prohibition issued against Jamie W. Schmidt, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective July 31, 2008.
Schmidt, Steve - Order of Prohibition issued against Steve S. Schmidt, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 27, 2007.
Steiner - Order of Prohibition issued against Kelley L. Stiener, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 19, 2009.
Swan - Order of Prohibition issued against Malyss Swan, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 4, 2026.
Teeter - Order of Prohibition issued against Jorge T. Teeter, prohibiting him from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective May 2, 2022.
Thompson - Order of Prohibition issued against Jeffrey W. Thompson, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 21, 2007.
Trautman - Order of Prohibition issued against Shanda D. Trautman, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 31, 2026.
Vacey - Order of Prohibition issued against John Vacey, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective July 29, 2008.
Wilson - Order of Prohibition issued against Stacia Sue Wilson, prohibiting her from participating in any manner in the conduct of the affairs of any institution or licensee under the jurisdiction of the Missouri Division of Finance, effective January 24, 2025.
Removal/Prohibition Orders Issued by Other Regulators
Federal regulatory agencies all have removal / prohibition authority, which applies to all federally insured depository institutions in the United States and its territories. Each of those regulatory agencies makes such information publicly available, including Internet publication. The following links allow you to search regulatory actions, including removal / prohibitions, issued by the respective regulator:
FDIC enforcement decisions and orders
Enforcement actions
Enforcement actions search
Enforcement actions against national thrifts